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November 21 2018

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Risk & Compliance agent:emPowerment Financial Search & Selection

Job description:

Risk & Compliance agent

emPowerment Financial Search & Selection

   » Limerick city
   » 40000 - 50000
   » Permanent full-time
   » Updated 19/10/2018
   » Karl Byrne this job is expired SaveSave Apply Now

Job detail

If you have upwards of 2 years Risk & Compliance practice and are interested in Oversight functions located in Limerick, please get in touch to discuss in confidence

Risk & Compliance Analyst/agent
A number of opportunities are available for partners with a few years' experiece in Risk & Compliance to join a growing organisation located in Limerick

The main responsibilities are:
   » Monitor and prepare the regular Risk reporting
   » Manage the different Investments regarding the compliance of the funds
   » Responsible of all the Risk serviceswithin the company and derive ad-hoc Risk analysis reportsto the executives
   » Prepare the AIFM/UCITS applications in conformity with the Luxembourg regulation
   » Perform follow-up of control checklists, summarizing all the investment objectives & policies, and investment regulations & restrictions
   » Perform review of legal documentation at the Fund's set-up stage and set up of rules in system
   » Perform day-to-day controls and analysis of incident reports
   » Ensure the everyday monitoring and reporting of all breaches using LineData
   » Perform a regular checking of credit rating of the instruments held
   » Report on breach status regarding investment restriction or investment policy matters
   » Ensure feed-back and support to colleagues, management and auditors (internal & external)
   » Take an active part in further system enhancement.

   » Master's degreein Finance, Economics or Accounting
   » Proven practicewithin a similar position in Luxembourg, Ireland or as well as an broad expertise of regulation funds
   » Minimum 3 to 5 years' practice
   » practice within AIFM/UCITS risk management is a strong asset
   » The perfect mix between a team player and autonomous professional
   » Fluent in English
   » expertise of the Microsoft office tools (especially Excel). expertise of Bloomberg, or other Data providers is an advantage
   » Good organisation and analytical expertise, detail-oriented individual
   » Strong availability to enhance personal expertise about investment products

Contact Information:
To discuss this unique and exciting opportunity function further - please call Karl Byrne for a private & confidential conversation on (01) 661 9235 / (086) 816 7141

EMPOWERMENT Financial Recruitment is a niche recruitment firm helping the career development of finance professionals. We have excellent contacts across industry, financial services and practice and a reputation for sourcing the best talent in the marketplace.
Ref: AOBJ-083754
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emPowerment Financial Search & Selection


   » 34 Fitzwilliam Square, Dublin 2
   » 01 6619235


Job Category: Customer Service [ View All Customer Service Jobs ]
Language requirements:
Employment type:
Salary: Unspecified
Degree: Unspecified
Experience (year): Unspecified
Job Location: Limerick City
Company Type Employer
Post Date: 10/19/2018 / Viewed 78 times
Contact Information
Company: emPowerment Financial Search & Selection
Contact Email:

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