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October 19 2018

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Job Offer: Compliance Specialist:

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Compliance Specialist

function Description


Compliance Specialist-12 month contract 
A rapidly growing investment firm is looking to hire a Compliance specialist for their team in Cork city, on a 12 month maternity contract.
Key The main responsibilities are:
Providing assistance to management on reporting on Compliance matters, including input into monthly reports for senior management;
Providing compliance advice, guidance and approval of significant business initiatives and materials
Monitoring of adherence to policies and procedures, and compliance with the firm’s regulatory obligations;
Supporting the Head of Compliance in delivering training to staff on Compliance and AML matters
Conducting risk assessments across the business to identify key Compliance risk and assess the adequacy of the control environment;
Researching new and existing regulation and legislation and analysing the impact for the company
Supporting the Compliance team in enhancing the culture of compliance within the organisation
Key requirements
You will have 3+ years’ practice in a second line function, preferably Compliance, within the financial services sector
A Compliance qualification would be advantageous, as would practice in the investment management/funds sector
expertise of financial regulations and legislation. practice of MiFID and AML regulations would be particularly valuable
capability to prioritise effectively to meet time bound objectives is key
You must be an enthusiastic, ethical individual with the highest standards of integrity, who will uphold our Business Values.
This is an exciting opportunity in a fast paced firm for the right individual.
APPLY NOW and queries please to Marguerite Brahim 021 4944862 or 085 8703539.

Skills:

Job Category: Customer Service [ View All Customer Service Jobs ]
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Employment type:
Salary: Unspecified
Degree: Unspecified
Experience (year): Unspecified
Job Location: Cork City
Company Type Employer
Post Date: 10/10/2018 / Viewed 22 times
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